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Organocatalysis — dioxirane oxidant

Shi epoxidation

How the Shi epoxidation works, in 3 steps. Each step shows the structures and the curved arrows that move the electrons.

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In short. A 3-step mechanism. Typical reagents: Chiral fructose-derived ketone (cat.), Oxone (KHSO₅), K₂CO₃ buffer. Conditions: MeCN/H₂O, pH ≈ 10.5, 0 °C. Bonds formed: C–O ×2 (epoxide); dioxirane O–O; bonds broken: C=C π; peroxide O–O. Stereochemistry: Spiro TS: high ee for trans- and trisubstituted alkenes. Rate and selectivity: Oxygen transfer from the dioxirane is rate-limiting.

At a glance

ReagentsChiral fructose-derived ketone (cat.), Oxone (KHSO₅), K₂CO₃ buffer
Solvent / conditionsMeCN/H₂O, pH ≈ 10.5, 0 °C
Bonds formedC–O ×2 (epoxide); dioxirane O–O
Bonds brokenC=C π; peroxide O–O
StereochemistrySpiro TS: high ee for trans- and trisubstituted alkenes
Rate / selectivityOxygen transfer from the dioxirane is rate-limiting

Step 1: Ketone + Oxone → dioxirane

++ROROHOSOOORROOOSOOORROOOSOOORROOOSOOO1 · KETONE + OXONE → DIOXIRANEchiral ketoneCATALYSTperoxymonosulfateHO₅S⁻OXIDANTCriegee-type adductINTERMEDIATECriegee-type adductINTERMEDIATEdioxiraneOXIDANTsulfateLEAVING GROUP

A chiral ketone catalyst reacts with a peroxymonosulfate oxidant (Oxone) to form a reactive dioxirane in situ — a three-membered ring bearing two oxygens, generated fresh from the ketone rather than pre-made and stored.

Step 2: Concerted spiro oxygen transfer

+RROOPh‡OPhROR2 · CONCERTED SPIRO OXYGEN TRANSFERspiro transition stateTRANSITION STATEepoxidePRODUCTketoneCATALYSTalkene approachesthe open face

This chiral dioxirane transfers one of its oxygens directly to an alkene, in a concerted, spiro-like transition state where the alkene approaches from whichever face the chiral ketone's own substituents leave open.

Step 3: Epoxide released, ketone regenerated

+OxoneOPhRORRROO3 · EPOXIDE RELEASED, KETONE REGENERATEDstyrene oxidePRODUCTketone catalystCATALYSTdioxiraneOXIDANTMetal-free: the ketone re-enters the cycle with the next Oxone.

The epoxide is released and the original ketone catalyst is regenerated, ready to react with more Oxone — because the catalyst is a simple, readily-modified ketone rather than a metal complex, this offers a metal-free complement to the Sharpless and Jacobsen-Katsuki epoxidations.

Abbreviations and terms

R
R group. Any carbon substituent (alkyl, aryl…) whose identity does not matter for the mechanism.
Ph
Phenyl. –C₆H₅.
MeCN
Acetonitrile. Polar aprotic solvent.
K2CO3
Potassium carbonate. Mild inorganic base.
Oxone
Potassium peroxymonosulfate. Inexpensive solid peracid-type oxidant.
TS
Transition state. The highest-energy point on the pathway between two minima; it cannot be isolated.
ee
Enantiomeric excess. How much more of one enantiomer than the other is present.

How it compares with related reactions

Shi epoxidationCBS reduction (Corey-Bakshi-Shibata)MacMillan iminium organocatalysis
ReagentsChiral fructose-derived ketone (cat.), Oxone (KHSO₅), K₂CO₃ buffer(S)- or (R)-Me-CBS oxazaborolidine (5–10 mol%), BH₃·THF or BH₃·SMe₂Chiral imidazolidinone·HCl (5–20 mol%), enal, nucleophile or diene
ConditionsMeCN/H₂O, pH ≈ 10.5, 0 °CTHF, –20 to 25 °C, anhydrousMeOH/H₂O or CH₂Cl₂, 25 °C
StereochemistrySpiro TS: high ee for trans- and trisubstituted alkenesPredictable absolute configuration: hydride to the face set by the chiral boron-N frameworkHigh ee: bulky group shields one iminium face
Rate / selectivityOxygen transfer from the dioxirane is rate-limitingHydride transfer is rate-limiting; catalyst turnover fastNucleophilic addition to the iminium is rate-limiting

Test yourself

Try to answer each question before opening it.

Which reagents and conditions are typical for the Shi epoxidation?

Chiral fructose-derived ketone (cat.), Oxone (KHSO₅), K₂CO₃ buffer. Conditions: MeCN/H₂O, pH ≈ 10.5, 0 °C.

Which bonds are formed and which are broken?

Formed: C–O ×2 (epoxide); dioxirane O–O. Broken: C=C π; peroxide O–O.

What is the stereochemical outcome?

Spiro TS: high ee for trans- and trisubstituted alkenes

What controls the rate or the selectivity?

Oxygen transfer from the dioxirane is rate-limiting

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