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Inorganic — asymmetric phase-transfer catalysis

Asymmetric phase-transfer catalysis

How the Asymmetric phase-transfer catalysis works, in 3 steps. Each step shows the structures and the curved arrows that move the electrons.

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In short. A 3-step mechanism. Typical reagents: Chiral cinchona-derived Q*⁺Br⁻ (1–10 mol%), 50% aq. KOH, glycine imine tBu ester, BnBr. Conditions: Toluene/CH₂Cl₂, 0 °C, vigorous stirring. Bonds formed: C–C (α-alkylation); bonds broken: α C–H; C–Br. Stereochemistry: High ee: chiral ion pair shields one enolate face. Rate and selectivity: Alkylation of the ion pair is rate-limiting.

At a glance

ReagentsChiral cinchona-derived Q*⁺Br⁻ (1–10 mol%), 50% aq. KOH, glycine imine tBu ester, BnBr
Solvent / conditionsToluene/CH₂Cl₂, 0 °C, vigorous stirring
Bonds formedC–C (α-alkylation)
Bonds brokenα C–H; C–Br
StereochemistryHigh ee: chiral ion pair shields one enolate face
Rate / selectivityAlkylation of the ion pair is rate-limiting

Step 1: Interfacial deprotonation; cation carries the enolate

+interface+PhPhNOOOHPhPhNOOPhPhNOOQ*⁺Q*⁺PhPhNOO1 · INTERFACIAL DEPROTONATION; CATION CARRIES THE ENOLATEglycine imine esterACIDhydroxide (aq)HO⁻BASEenolate (carbanion)ENOLATEenolateNUCLEOPHILEchiral Q*⁺CATALYSTchiral ion pairINTERMEDIATENet transfer of the aqueous-generated anion into the organic phase.

A chiral quaternary ammonium salt (often cinchona-alkaloid-derived) shuttles a deprotonated enolate anion from the aqueous/solid base phase into the organic phase — the identical anion-shuttling logic as ordinary phase-transfer catalysis.

Step 2: Chiral cation shields one face

face-selectiveQ*⁺PhPhNOOPhPhNOO2 · CHIRAL CATION SHIELDS ONE FACEtight chiral ion pairINTERMEDIATEenolate, open face exposedINTERMEDIATEbulky Q*⁺ blocksone enolate face

Because the chiral cation forms a tight, well-defined ion pair with the enolate, it shields one face of the anion far more effectively than the other, exactly as a chiral auxiliary or organocatalyst's steric bulk does elsewhere in this library.

Step 3: Alkylation from the open face

++Q*⁺PhPhNOOPhBrPhPhNPhOOQ*Br3 · ALKYLATION FROM THE OPEN FACEchiral ion pairNUCLEOPHILEbenzyl bromideELECTROPHILE(S)-α-benzyl productPRODUCTQ*⁺ Br⁻CATALYST

The shielded enolate reacts with an electrophile (commonly an alkyl halide, in an SN2 alkylation) selectively from its open face, giving an enantioenriched product — this lets a simple achiral base and a catalytic chiral salt replace what would otherwise require a stoichiometric chiral auxiliary.

Abbreviations and terms

t-Bu
tert-Butyl. –C(CH₃)₃, a bulky group.
Ph
Phenyl. –C₆H₅.
DCM
Dichloromethane. Common non-polar-ish solvent for reactions that need no nucleophilic or protic solvent.
KOH
Potassium hydroxide. Strong aqueous/alcoholic base.
SN2
Bimolecular nucleophilic substitution. One concerted step with backside attack and inversion; rate = k[RX][Nu].
ee
Enantiomeric excess. How much more of one enantiomer than the other is present.

How it compares with related reactions

Asymmetric phase-transfer catalysisPhase-transfer catalysis (anion shuttle)Crabtree hydrogenation
ReagentsChiral cinchona-derived Q*⁺Br⁻ (1–10 mol%), 50% aq. KOH, glycine imine tBu ester, BnBrQ⁺X⁻ (e.g. Bu₄N⁺Br⁻, 1–10 mol%), NaCN (aq), alkyl bromide (organic)[Ir(cod)(PCy₃)(py)]⁺ PF₆⁻, H₂ (1 atm)
ConditionsToluene/CH₂Cl₂, 0 °C, vigorous stirringBiphasic H₂O / toluene, 25–80 °C, vigorous stirringCH₂Cl₂, 25 °C
StereochemistryHigh ee: chiral ion pair shields one enolate faceSN2 inversion where applicableFace selectivity set by the directing OH
Rate / selectivityAlkylation of the ion pair is rate-limitingInterfacial anion exchange and SN2 in organic phaseAlkene insertion/oxidative addition; works for tetrasubstituted alkenes

Test yourself

Try to answer each question before opening it.

Which reagents and conditions are typical for the Asymmetric phase-transfer catalysis?

Chiral cinchona-derived Q*⁺Br⁻ (1–10 mol%), 50% aq. KOH, glycine imine tBu ester, BnBr. Conditions: Toluene/CH₂Cl₂, 0 °C, vigorous stirring.

Which bonds are formed and which are broken?

Formed: C–C (α-alkylation). Broken: α C–H; C–Br.

What is the stereochemical outcome?

High ee: chiral ion pair shields one enolate face

What controls the rate or the selectivity?

Alkylation of the ion pair is rate-limiting

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