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Oxidative cleavage

Ozonolysis: cleaving an alkene to two carbonyls

How the Ozonolysis works, in 3 steps. Each step shows the structures and the curved arrows that move the electrons.

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In short. A 3-step mechanism. Typical reagents: 1) O₃ 2) Me₂S or Zn/AcOH (reductive workup). Conditions: CH₂Cl₂ or MeOH, –78 °C. Bonds formed: two C=O; bonds broken: C=C σ and π; O–O. Stereochemistry: Alkene geometry is lost. Rate and selectivity: Fast, even at –78 °C; ozonide is explosive, never isolated.

At a glance

Reagents1) O₃ 2) Me₂S or Zn/AcOH (reductive workup)
Solvent / conditionsCH₂Cl₂ or MeOH, –78 °C
Bonds formedtwo C=O
Bonds brokenC=C σ and π; O–O
StereochemistryAlkene geometry is lost
Rate / selectivityFast, even at –78 °C; ozonide is explosive, never isolated

Step 1: [3+2] cycloaddition of O₃

+OOOOOO1 · [3+2] CYCLOADDITION OF O₃2-buteneC₄H₈NUCLEOPHILEozoneO₃ELECTROPHILEmolozonideC₄H₈O₃INTERMEDIATEConcerted, suprafacial: both new C–O bonds form together.

Ozone's terminal oxygen adds across the alkene in a concerted [3+2] cycloaddition, forming a five-membered ring called a molozonide.

Step 2: Retro-[3+2] and recombination

retro-[3+2]then [3+2]OOOOOO2 · RETRO-[3+2] AND RECOMBINATIONmolozonideC₄H₈O₃INTERMEDIATEozonide (1,2,4-trioxolane)C₄H₈O₃INTERMEDIATEFragments to an aldehyde plus a carbonyl oxide, which re-add the other way round.

The strained molozonide fragments and recombines — a retro-[3+2] followed by a new [3+2] — into the more stable isomer, the ozonide.

Step 3: Reductive workup

Me₂S (or Zn/AcOH)++OOOOOSO3 · REDUCTIVE WORKUPozonideC₄H₈O₃SUBSTRATEacetaldehydeC₂H₄OPRODUCTacetaldehydeC₂H₄OPRODUCTDMSOC₂H₆OSBYPRODUCTEach former alkene carbon becomes a C=O; aldehydes are not over-oxidized.

Reductive workup (Zn/AcOH or dimethyl sulfide) cleaves the ozonide's O–O bonds, turning each half of the original double bond into a separate carbonyl.

Abbreviations and terms

DMSO
Dimethyl sulfoxide. Polar aprotic solvent; also the oxidant in Swern/Kornblum-type reactions.
DCM
Dichloromethane. Common non-polar-ish solvent for reactions that need no nucleophilic or protic solvent.
MeOH
Methanol. Polar protic solvent (also a nucleophile in solvolysis).
AcOH
Acetic acid. Weak acid and polar protic solvent.

How it compares with related reactions

OzonolysisLemieux-Johnson oxidationKMnO₄ oxidation of an alkene
Reagents1) O₃ 2) Me₂S or Zn/AcOH (reductive workup)Alkene, OsO₄ (cat., 1–5 mol%), NaIO₄ (≥ 4 equiv.), 2,6-lutidine (optional)cold dilute KMnO₄, OH⁻ (diol); hot conc. KMnO₄ (cleavage)
ConditionsCH₂Cl₂ or MeOH, –78 °CDioxane/H₂O or THF/H₂O, 25 °C0–5 °C, basic, vs. heat, acid
StereochemistryAlkene geometry is lostAlkene geometry lost; α-stereocentres retainedSyn addition (cis diol) in cold conditions
Rate / selectivityFast, even at –78 °C; ozonide is explosive, never isolatedOsmylation is fast; NaIO₄ turns over Os(VI) → Os(VIII)Cycloaddition fast; Mn(VII) → Mn(V) → MnO₂

Test yourself

Try to answer each question before opening it.

Which reagents and conditions are typical for the Ozonolysis?

1) O₃ 2) Me₂S or Zn/AcOH (reductive workup). Conditions: CH₂Cl₂ or MeOH, –78 °C.

Which bonds are formed and which are broken?

Formed: two C=O. Broken: C=C σ and π; O–O.

What is the stereochemical outcome?

Alkene geometry is lost

What controls the rate or the selectivity?

Fast, even at –78 °C; ozonide is explosive, never isolated

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