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Inorganic — concerted outer-sphere hydrogenation

Noyori asymmetric transfer hydrogenation

How the Noyori asymmetric transfer hydrogenation works, in 3 steps. Each step shows the structures and the curved arrows that move the electrons.

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In short. A 3-step mechanism. Typical reagents: RuCl[(S,S)-TsDPEN](p-cymene) (0.5–2 mol%), iPrOH/KOH or HCO₂H/Et₃N. Conditions: 25–40 °C. Bonds formed: C–H; O–H; bonds broken: Ru–H; N–H; C=O π. Stereochemistry: High ee; CH/π interaction of arene with substrate in the TS. Rate and selectivity: Concerted H₂ transfer is rate-limiting.

At a glance

ReagentsRuCl[(S,S)-TsDPEN](p-cymene) (0.5–2 mol%), iPrOH/KOH or HCO₂H/Et₃N
Solvent / conditions25–40 °C
Bonds formedC–H; O–H
Bonds brokenRu–H; N–H; C=O π
StereochemistryHigh ee; CH/π interaction of arene with substrate in the TS
Rate / selectivityConcerted H₂ transfer is rate-limiting

Step 1: Donor regenerates the Ru–H / N–H catalyst

++ArRu(II)NHNTsHOHArRuHNH₂NTsO1 · DONOR REGENERATES THE RU–H / N–H CATALYSTRu amido complexCATALYSTisopropanol (H donor)C₃H₈OREDUCTANTRu–H / N–H complexCATALYSTacetoneC₃H₆OBYPRODUCTFormally H₂ is delivered to Ru and N from the donor.

A chiral Ru(II) complex bearing both an N–H-containing ligand and a hydride, generated from a hydrogen donor like isopropanol or formic acid, positions the ketone substrate's carbonyl near both the metal hydride and the ligand's N–H proton simultaneously.

Step 2: Concerted hydride + proton transfer (outer sphere)

+ArRu(II)HNHNTsOPh‡PhOHArRuNNTs2 · CONCERTED HYDRIDE + PROTON TRANSFER (OUTER SPHERE)six-membered TSTRANSITION STATE(R)-1-phenylethanolPRODUCTRu amidoCATALYSTsubstrate neverbinds Ru

Hydride and proton transfer to the substrate's carbon and oxygen simultaneously, in a concerted, six-membered pericyclic-like transition state — crucially, the substrate never directly bonds to the metal at all, unlike Noyori's own H₂-based hydrogenation covered earlier.

Step 3: Alcohol released, catalyst re-armed

+iPrOH or HCO₂H(H donor)PhOHArRuNNTsArRuHNH₂NTs3 · ALCOHOL RELEASED, CATALYST RE-ARMEDenantioenriched alcoholPRODUCTRu amidoCATALYSTRu–H / N–HCATALYSTNo substrate–metal bond: tolerates groups that would poison inner-sphere catalysts.

This outer-sphere mechanism (metal-ligand bifunctional catalysis) releases the enantioenriched alcohol and regenerates the Ru–H/N–H catalyst from the hydrogen-donor solvent — avoiding substrate coordination entirely is what allows this method to tolerate substrates that would poison or bind too strongly to conventional inner-sphere hydrogenation catalysts.

Abbreviations and terms

R
R group. Any carbon substituent (alkyl, aryl…) whose identity does not matter for the mechanism.
Ar
Aryl group. Any aromatic ring substituent such as phenyl.
Ph
Phenyl. –C₆H₅.
Ts
Tosyl. p-Toluenesulfonyl (p-CH₃C₆H₄SO₂–).
Et3N
Triethylamine. Common tertiary-amine base that scavenges HCl.
KOH
Potassium hydroxide. Strong aqueous/alcoholic base.
H2
Hydrogen gas. Reductant for catalytic hydrogenation.
TS
Transition state. The highest-energy point on the pathway between two minima; it cannot be isolated.
RE
Reductive elimination. Two groups on a metal couple and leave, lowering the oxidation state by two.
ee
Enantiomeric excess. How much more of one enantiomer than the other is present.

How it compares with related reactions

Noyori asymmetric transfer hydrogenationAssociative ligand substitution at a square-planar Pt(II) complexAsymmetric phase-transfer catalysis
ReagentsRuCl[(S,S)-TsDPEN](p-cymene) (0.5–2 mol%), iPrOH/KOH or HCO₂H/Et₃NK₂[PtCl₄] + NH₃ (aq)Chiral cinchona-derived Q*⁺Br⁻ (1–10 mol%), 50% aq. KOH, glycine imine tBu ester, BnBr
Conditions25–40 °CH₂O, 25 °CToluene/CH₂Cl₂, 0 °C, vigorous stirring
StereochemistryHigh ee; CH/π interaction of arene with substrate in the TSTrigonal-bipyramidal intermediate; retention of geometryHigh ee: chiral ion pair shields one enolate face
Rate / selectivityConcerted H₂ transfer is rate-limitingRate = k₁[Pt] + k₂[Pt][NH₃] (associative; entering-ligand dependent)Alkylation of the ion pair is rate-limiting

Test yourself

Try to answer each question before opening it.

Which reagents and conditions are typical for the Noyori asymmetric transfer hydrogenation?

RuCl[(S,S)-TsDPEN](p-cymene) (0.5–2 mol%), iPrOH/KOH or HCO₂H/Et₃N. Conditions: 25–40 °C.

Which bonds are formed and which are broken?

Formed: C–H; O–H. Broken: Ru–H; N–H; C=O π.

What is the stereochemical outcome?

High ee; CH/π interaction of arene with substrate in the TS

What controls the rate or the selectivity?

Concerted H₂ transfer is rate-limiting

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