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Inorganic — asymmetric catalysis

Noyori asymmetric hydrogenation

How the Noyori asymmetric hydrogenation works, in 3 steps. Each step shows the structures and the curved arrows that move the electrons.

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In short. A 3-step mechanism. Typical reagents: RuCl₂[(R)-BINAP], H₂ (4–100 atm), substrate with directing group (β-keto ester). Conditions: MeOH or EtOH, 25–100 °C. Bonds formed: C–H; O–H (new stereocentre); bonds broken: H–H; C=O π. Stereochemistry: (R)- or (S)-BINAP selects the face; ee > 98% typical. Rate and selectivity: High turnover (TON up to 10⁵); chelation by directing group is key.

At a glance

ReagentsRuCl₂[(R)-BINAP], H₂ (4–100 atm), substrate with directing group (β-keto ester)
Solvent / conditionsMeOH or EtOH, 25–100 °C
Bonds formedC–H; O–H (new stereocentre)
Bonds brokenH–H; C=O π
Stereochemistry(R)- or (S)-BINAP selects the face; ee > 98% typical
Rate / selectivityHigh turnover (TON up to 10⁵); chelation by directing group is key

Step 1: H₂ adds to Ru

+oxidative additionRuBINAPHHRuHHBINAP1 · H₂ ADDS TO RURu(BINAP) catalystCATALYSThydrogenH₂REAGENTRu(II) dihydrideINTERMEDIATEThe chiral BINAP twist sets up the pocket; Ru(II) dihydride formed (Ru–H bonds from the H–H σ bond).

A chiral Ru(BINAP) catalyst coordinates both H₂ (via oxidative addition, the same step covered much earlier) and the substrate's carbonyl or alkene through a directing group, in a well-defined chiral pocket set by the BINAP ligand's twisted geometry.

Step 2: Hydride delivered to one face

+insertionRuHHBINAPOOORuHBINAPOHOO2 · HYDRIDE DELIVERED TO ONE FACERu dihydrideCATALYSTmethyl acetoacetateC₅H₈O₃SUBSTRATERu alkoxideINTERMEDIATEprochiral C=O faceset by BINAP pocketEster C=O chelates Ru (not drawn); hydride is transferred to the open Re/Si face.

Migratory insertion delivers hydride to one specific face of the coordinated substrate — the chiral ligand environment makes one prochiral face dramatically more accessible than the other.

Step 3: Product released, catalyst regenerated

release+RuHBINAPOOOOHOORuBINAP3 · PRODUCT RELEASED, CATALYST REGENERATEDRu hydride alkoxideINTERMEDIATE(R)-methyl 3-hydroxybutanoateC₅H₁₀O₃PRODUCTRu(BINAP)CATALYST(R)-BINAP gives the (R)-alcohol here; (S)-BINAP gives (S). Simplified: the alkoxide model abbreviates the real chelated acid-assisted release.

Reductive elimination-like release of the product regenerates the active catalyst — the combination of oxidative addition, insertion, and product release is mechanistically identical to Wilkinson's hydrogenation, with chirality added purely through the ligand's shape.

Abbreviations and terms

R
R group. Any carbon substituent (alkyl, aryl…) whose identity does not matter for the mechanism.
MeOH
Methanol. Polar protic solvent (also a nucleophile in solvolysis).
EtOH
Ethanol. Polar protic solvent.
H2
Hydrogen gas. Reductant for catalytic hydrogenation.
Wilkinson
Wilkinson’s catalyst, RhCl(PPh₃)₃. Homogeneous hydrogenation catalyst.
BINAP
2,2′-Bis(diphenylphosphino)-1,1′-binaphthyl. Chiral bidentate phosphine for asymmetric catalysis.
ee
Enantiomeric excess. How much more of one enantiomer than the other is present.

How it compares with related reactions

Noyori asymmetric hydrogenationAsymmetric phase-transfer catalysisCrabtree hydrogenation
ReagentsRuCl₂[(R)-BINAP], H₂ (4–100 atm), substrate with directing group (β-keto ester)Chiral cinchona-derived Q*⁺Br⁻ (1–10 mol%), 50% aq. KOH, glycine imine tBu ester, BnBr[Ir(cod)(PCy₃)(py)]⁺ PF₆⁻, H₂ (1 atm)
ConditionsMeOH or EtOH, 25–100 °CToluene/CH₂Cl₂, 0 °C, vigorous stirringCH₂Cl₂, 25 °C
Stereochemistry(R)- or (S)-BINAP selects the face; ee > 98% typicalHigh ee: chiral ion pair shields one enolate faceFace selectivity set by the directing OH
Rate / selectivityHigh turnover (TON up to 10⁵); chelation by directing group is keyAlkylation of the ion pair is rate-limitingAlkene insertion/oxidative addition; works for tetrasubstituted alkenes

Test yourself

Try to answer each question before opening it.

Which reagents and conditions are typical for the Noyori asymmetric hydrogenation?

RuCl₂[(R)-BINAP], H₂ (4–100 atm), substrate with directing group (β-keto ester). Conditions: MeOH or EtOH, 25–100 °C.

Which bonds are formed and which are broken?

Formed: C–H; O–H (new stereocentre). Broken: H–H; C=O π.

What is the stereochemical outcome?

(R)- or (S)-BINAP selects the face; ee > 98% typical

What controls the rate or the selectivity?

High turnover (TON up to 10⁵); chelation by directing group is key

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