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Lewis-acid-catalyzed aldol

Mukaiyama aldol reaction

How the Mukaiyama aldol reaction works, in 3 steps. Each step shows the structures and the curved arrows that move the electrons.

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In short. A 3-step mechanism. Typical reagents: Silyl enol ether, aldehyde, TiCl₄ (or BF₃·OEt₂, Sc(OTf)₃). Conditions: CH₂Cl₂, –78 °C; aqueous work-up. Bonds formed: C–C (new σ); O–Si (silyl ether); bonds broken: C=O π; O–Si (enol ether). Stereochemistry: Open TS; syn/anti set by enol geometry and Lewis acid; chiral LAs give ee. Rate and selectivity: Lewis-acid activation of the aldehyde is essential.

At a glance

ReagentsSilyl enol ether, aldehyde, TiCl₄ (or BF₃·OEt₂, Sc(OTf)₃)
Solvent / conditionsCH₂Cl₂, –78 °C; aqueous work-up
Bonds formedC–C (new σ); O–Si (silyl ether)
Bonds brokenC=O π; O–Si (enol ether)
StereochemistryOpen TS; syn/anti set by enol geometry and Lewis acid; chiral LAs give ee
Rate / selectivityLewis-acid activation of the aldehyde is essential

Step 1: Lewis acid activates the aldehyde

+OTiClClClClOTiClClClCl1 · LEWIS ACID ACTIVATES THE ALDEHYDEbenzaldehydeC₇H₆OELECTROPHILEtitanium tetrachlorideCl₄TiACIDactivated complexC₇H₆Cl₄OTiINTERMEDIATECoordination to Ti makes the carbonyl carbon much more electrophilic.

A Lewis acid (like TiCl₄) activates an aldehyde by coordinating its oxygen, making the carbonyl carbon far more electrophilic — the Lewis-acid equivalent of Brønsted-acid activation in Fischer esterification.

Step 2: Silyl enol ether attacks

+C–C bond formationOTMSOTiClClClClOTMSOTiClClClCl2 · SILYL ENOL ETHER ATTACKSTMS enol etherNUCLEOPHILEactivated aldehydeC₇H₆Cl₄OTiELECTROPHILEsilyl oxocarbenium titanium alkoxideINTERMEDIATEnucleophilic α-carbonThe O–Si lone pair pushes electron density into the C=C, exactly as an enolate would.

A silyl enol ether — a pre-formed, isolable equivalent of an enolate — attacks the activated carbonyl carbon with its nucleophilic alpha carbon, exactly as any enolate would.

Step 3: Silyl transfer, Lewis acid released

TMS transfer+OTMSOTiClClClClOOTMSTiClClClCl3 · SILYL TRANSFER, LEWIS ACID RELEASEDoxocarbenium alkoxideINTERMEDIATEβ-silyloxy ketone(aldol, O-silylated)PRODUCTTiCl₄Cl₄TiCATALYSTAqueous work-up removes TMS to give the free β-hydroxy ketone.

Loss of the trimethylsilyl group (transferred to the newly formed alkoxide oxygen) gives the aldol product — using a stable, pre-formed silyl enol ether instead of a reactive metal enolate offers far more control over which enol geometry reacts.

Abbreviations and terms

OTf
Triflate. Trifluoromethanesulfonate – among the best leaving groups.
TMS
Trimethylsilyl. –Si(CH₃)₃; a small silicon group used to protect or activate.
DCM
Dichloromethane. Common non-polar-ish solvent for reactions that need no nucleophilic or protic solvent.
Lewis acid
Lewis acid. Electron-pair acceptor (AlCl₃, BF₃, TiCl₄…) that activates carbonyls and halides.
BF3
Boron trifluoride. Lewis acid (usually as the Et₂O complex).
TiCl4
Titanium tetrachloride. Strong, oxophilic Lewis acid that chelates carbonyls.
TS
Transition state. The highest-energy point on the pathway between two minima; it cannot be isolated.
ee
Enantiomeric excess. How much more of one enantiomer than the other is present.

How it compares with related reactions

Mukaiyama aldol reactionMukaiyama-Michael reactionSakurai-Hosomi allylation
ReagentsSilyl enol ether, aldehyde, TiCl₄ (or BF₃·OEt₂, Sc(OTf)₃)Silyl enol ether, α,β-unsaturated ketone, TiCl₄ (or other Lewis acid)Allyltrimethylsilane, aldehyde or ketone, TiCl₄ (or BF₃·OEt₂)
ConditionsCH₂Cl₂, –78 °C; aqueous work-upCH₂Cl₂, –78 °C; aqueous workupCH₂Cl₂, –78 °C → 0 °C; aqueous workup
StereochemistryOpen TS; syn/anti set by enol geometry and Lewis acid; chiral LAs give eeEnol-ether geometry and Lewis acid control syn/anti; new stereocentres possibleOpen (acyclic) TS; allyl terminus attacks, product alkene transposed
Rate / selectivityLewis-acid activation of the aldehyde is essentialLewis acid binding to the enone drives the conjugate additionLewis-acid activation of C=O makes addition fast even at –78 °C

Test yourself

Try to answer each question before opening it.

Which reagents and conditions are typical for the Mukaiyama aldol reaction?

Silyl enol ether, aldehyde, TiCl₄ (or BF₃·OEt₂, Sc(OTf)₃). Conditions: CH₂Cl₂, –78 °C; aqueous work-up.

Which bonds are formed and which are broken?

Formed: C–C (new σ); O–Si (silyl ether). Broken: C=O π; O–Si (enol ether).

What is the stereochemical outcome?

Open TS; syn/anti set by enol geometry and Lewis acid; chiral LAs give ee

What controls the rate or the selectivity?

Lewis-acid activation of the aldehyde is essential

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