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Diastereoselective aldol

Evans aldol reaction

How the Evans aldol reaction works, in 3 steps. Each step shows the structures and the curved arrows that move the electrons.

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In short. A 3-step mechanism. Typical reagents: N-acyl oxazolidinone, Bu₂BOTf, iPr₂NEt; then aldehyde; then LiOOH or H₂O₂ for cleavage. Conditions: CH₂Cl₂, –78 °C → 0 °C. Bonds formed: C–C (aldol), new syn-stereocentres; bonds broken: α C–H; C=O π. Stereochemistry: Z-enolate → syn aldol; auxiliary sets absolute configuration. Rate and selectivity: Enolisation fast at –78 °C; aldol step via closed chair TS.

At a glance

ReagentsN-acyl oxazolidinone, Bu₂BOTf, iPr₂NEt; then aldehyde; then LiOOH or H₂O₂ for cleavage
Solvent / conditionsCH₂Cl₂, –78 °C → 0 °C
Bonds formedC–C (aldol), new syn-stereocentres
Bonds brokenα C–H; C=O π
StereochemistryZ-enolate → syn aldol; auxiliary sets absolute configuration
Rate / selectivityEnolisation fast at –78 °C; aldol step via closed chair TS

Step 1: Z-boron enolate

++– iPr₂EtNH⁺ OTf⁻HONOOBOTfHOBNOOHOBNOONOBNOO1 · Z-BORON ENOLATEN-propionyl oxazolidinoneC₆H₉NO₃SUBSTRATEdibutylboron triflateACIDboron-activated imideC₁₄H₂₇BNO₃INTERMEDIATEboron-activated imideC₁₄H₂₇BNO₃INTERMEDIATEiPr₂NEtC₈H₁₉NBASEZ-boron enolateC₁₄H₂₆BNO₃ENOLATEBoron on the carbonyl O acidifies the α-H; the amine removes it. Sterics give the Z-enolate (Me cis to O–B).

A chiral oxazolidinone auxiliary is attached to the substrate as an imide; a boron reagent and mild base form a Z-enolate with a fixed, predictable geometry set sterically, through a chair-like enolization transition state that minimizes strain.

Step 2: Zimmerman–Traxler chair TS

BBuBuOXcRO‡2 · ZIMMERMAN–TRAXLER CHAIR TSsix-membered chair TSTRANSITION STATEXc = oxazolidinone;C=O points away from boron,its substituent blocks one faceBoron has only two free sites, so the auxiliary C=O cannot chelate: the dipole-minimised conformer reacts.

This enolate attacks an aldehyde through a rigid, non-chelated Zimmerman-Traxler six-membered transition state — boron can't accommodate a second donor from the auxiliary's carbonyl, so that carbonyl rotates away and the chiral auxiliary instead blocks one face of approach sterically.

Step 3: syn-Aldol adduct, auxiliary removed

H₂O₂ (oxidativework-up)LiOOHcleavage+ONOOOBONOOOHONOOOHOHOOHNHOO3 · SYN-ALDOL ADDUCT, AUXILIARY REMOVEDboron aldolateC₂₁H₃₂BNO₄INTERMEDIATEsyn-aldol imideC₁₃H₁₅NO₄PRODUCTsyn-aldol imideC₁₃H₁₅NO₄INTERMEDIATEsyn-β-hydroxy acidC₁₀H₁₂O₃PRODUCTauxiliary (recovered)C₃H₅NO₂BYPRODUCTBoth new stereocentres are set in the single C–C bond-forming step; the auxiliary is then recycled.

The result is an aldol product formed with excellent control over both the relative (syn/anti) and absolute stereochemistry — the auxiliary is later cleaved off, its whole job having been to enforce facial selectivity during just this one bond-forming step.

Abbreviations and terms

R
R group. Any carbon substituent (alkyl, aryl…) whose identity does not matter for the mechanism.
Me
Methyl. –CH₃.
Bu
Butyl. –(CH₂)₃CH₃.
OTf
Triflate. Trifluoromethanesulfonate – among the best leaving groups.
DCM
Dichloromethane. Common non-polar-ish solvent for reactions that need no nucleophilic or protic solvent.
DIPEA
N,N-Diisopropylethylamine (Hünig’s base). Hindered, non-nucleophilic amine base.
H2O2
Hydrogen peroxide. Oxidant; its anion HOO⁻ is an excellent nucleophile.
TS
Transition state. The highest-energy point on the pathway between two minima; it cannot be isolated.

How it compares with related reactions

Evans aldol reactionClaisen-Schmidt condensationMukaiyama aldol reaction
ReagentsN-acyl oxazolidinone, Bu₂BOTf, iPr₂NEt; then aldehyde; then LiOOH or H₂O₂ for cleavageMethyl ketone (ArCOCH₃), ArCHO (no α-H), NaOH or KOHSilyl enol ether, aldehyde, TiCl₄ (or BF₃·OEt₂, Sc(OTf)₃)
ConditionsCH₂Cl₂, –78 °C → 0 °CEtOH/H₂O, 0–25 °CCH₂Cl₂, –78 °C; aqueous work-up
StereochemistryZ-enolate → syn aldol; auxiliary sets absolute configurationE-chalcone (thermodynamic)Open TS; syn/anti set by enol geometry and Lewis acid; chiral LAs give ee
Rate / selectivityEnolisation fast at –78 °C; aldol step via closed chair TSAldol addition reversible; E1cB dehydration drives it forwardLewis-acid activation of the aldehyde is essential

Test yourself

Try to answer each question before opening it.

Which reagents and conditions are typical for the Evans aldol reaction?

N-acyl oxazolidinone, Bu₂BOTf, iPr₂NEt; then aldehyde; then LiOOH or H₂O₂ for cleavage. Conditions: CH₂Cl₂, –78 °C → 0 °C.

Which bonds are formed and which are broken?

Formed: C–C (aldol), new syn-stereocentres. Broken: α C–H; C=O π.

What is the stereochemical outcome?

Z-enolate → syn aldol; auxiliary sets absolute configuration

What controls the rate or the selectivity?

Enolisation fast at –78 °C; aldol step via closed chair TS

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