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Alcohol coupling — inversion

Mitsunobu reaction

How the Mitsunobu reaction works, in 3 steps. Each step shows the structures and the curved arrows that move the electrons.

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In short. A 3-step mechanism. Typical reagents: PPh₃, DEAD (or DIAD), acidic H–Nu (pKa < 13). Conditions: THF, 0 °C → 25 °C. Bonds formed: C–Nu; P=O; bonds broken: C–O (alcohol). Stereochemistry: Clean inversion at the alcohol carbon. Rate and selectivity: Betaine formation fast; SN2 step rate-limiting.

At a glance

ReagentsPPh₃, DEAD (or DIAD), acidic H–Nu (pKa < 13)
Solvent / conditionsTHF, 0 °C → 25 °C
Bonds formedC–Nu; P=O
Bonds brokenC–O (alcohol)
StereochemistryClean inversion at the alcohol carbon
Rate / selectivityBetaine formation fast; SN2 step rate-limiting

Step 1: Betaine forms and deprotonates the acid

+++PPhPhPhOONNOOOONPPhPhPhNOOOONPPhPhPhNOOOOHOONPPhPhPhNHOOOO1 · BETAINE FORMS AND DEPROTONATES THE ACIDbetaineBASEacetic acid (H–Nu)C₂H₄O₂ACIDphosphonium hydrazideINTERMEDIATEacetateC₂H₃O₂⁻NUCLEOPHILEPPh₃DEAD

PPh₃ attacks DEAD (diethyl azodicarboxylate), and the resulting betaine deprotonates an acidic nucleophile (like a carboxylic acid), forming an activated phosphonium species.

Step 2: Alcohol O attacks P⁺

++OHOONPPhPhPhNHOOOPPhPhPhOONHNHOO2 · ALCOHOL O ATTACKS P⁺(R)-2-butanolC₄H₁₀ONUCLEOPHILEphosphonium hydrazideELECTROPHILEoxyphosphonium ionINTERMEDIATEhydrazine dicarboxylateC₆H₁₂N₂O₄BYPRODUCTSame activated C–O–P⁺ leaving group as in the Appel reaction.

The alcohol's oxygen attacks that phosphonium center, forming an oxyphosphonium intermediate — the same kind of activated leaving group used in the Appel reaction.

Step 3: SN2 with inversion

++OOOPPhPhPhOOOPPhPhPh3 · SN2 WITH INVERSIONacetateC₂H₃O₂⁻NUCLEOPHILEoxyphosphonium ionINTERMEDIATE(S)-2-butyl acetateC₆H₁₂O₂PRODUCTPh₃P=OBYPRODUCTBackside attack inverts the stereocentre.

The deprotonated nucleophile performs a backside SN2 attack, displacing triphenylphosphine oxide and giving the coupled product with clean inversion of configuration at the original alcohol carbon.

Abbreviations and terms

R
R group. Any carbon substituent (alkyl, aryl…) whose identity does not matter for the mechanism.
Nu
Nucleophile. An electron-rich species that donates an electron pair to form a new bond.
Ph
Phenyl. –C₆H₅.
THF
Tetrahydrofuran. Cyclic ether solvent; its oxygen lone pairs solvate Li⁺/Mg²⁺ so organometallics stay dissolved and reactive.
DEAD
Diethyl azodicarboxylate. Mitsunobu oxidant: picks up PPh₃ to form a betaine.
DIAD
Diisopropyl azodicarboxylate. Mitsunobu oxidant, handier than DEAD.
PPh3
Triphenylphosphine. Nucleophilic phosphine; forms very strong P=O bonds, driving Wittig, Appel and Mitsunobu reactions.
TPPO
Triphenylphosphine oxide. The thermodynamic sink of Wittig/Mitsunobu/Appel reactions.
SN2
Bimolecular nucleophilic substitution. One concerted step with backside attack and inversion; rate = k[RX][Nu].
pKa
Acid-dissociation constant (–log). Lower pKa = stronger acid; used to judge which proton a base removes.

How it compares with related reactions

Mitsunobu reactionAppel reactionCorey-House synthesis
ReagentsPPh₃, DEAD (or DIAD), acidic H–Nu (pKa < 13)PPh₃, CBr₄ (or CCl₄)2 R–Li, CuI; then R′–X (primary alkyl iodide, bromide or tosylate)
ConditionsTHF, 0 °C → 25 °CCH₂Cl₂, 0–25 °CEt₂O or THF, –78 to 25 °C
StereochemistryClean inversion at the alcohol carbonInversion at carbon (SN2)Inversion at a stereogenic sp³ C–X in many cases; best with 1° halides
Rate / selectivityBetaine formation fast; SN2 step rate-limitingDriven by strong P=O bond; works best on 1° and 2° alcoholsSoft, low-polarity C–Cu bond: little elimination or carbonyl attack vs RLi

Test yourself

Try to answer each question before opening it.

Which reagents and conditions are typical for the Mitsunobu reaction?

PPh₃, DEAD (or DIAD), acidic H–Nu (pKa < 13). Conditions: THF, 0 °C → 25 °C.

Which bonds are formed and which are broken?

Formed: C–Nu; P=O. Broken: C–O (alcohol).

What is the stereochemical outcome?

Clean inversion at the alcohol carbon

What controls the rate or the selectivity?

Betaine formation fast; SN2 step rate-limiting

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