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Enolate chemistry — new C–C bond

Base-catalyzed aldol addition of acetaldehyde

How the Base-catalyzed aldol addition of acetaldehyde works, in 3 steps. Each step shows the structures and the curved arrows that move the electrons.

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In short. A 3-step mechanism. Typical reagents: cat. NaOH or KOH. Conditions: H₂O / EtOH, 0–25 °C. Bonds formed: C–C σ bond (α-C to C=O carbon); bonds broken: α C–H; C=O π. Stereochemistry: New stereocentre — racemic. Rate and selectivity: Heating promotes dehydration to the enal (aldol condensation).

At a glance

Reagentscat. NaOH or KOH
Solvent / conditionsH₂O / EtOH, 0–25 °C
Bonds formedC–C σ bond (α-C to C=O carbon)
Bonds brokenα C–H; C=O π
StereochemistryNew stereocentre — racemic
Rate / selectivityHeating promotes dehydration to the enal (aldol condensation)

Step 1: Enolate formation

+OHHO1 · ENOLATE FORMATIONhydroxideHO⁻BASEacetaldehydeC₂H₄OSUBSTRATEα-carbon(pKa ≈ 17)

Hydroxide removes a mildly acidic proton from the carbon alpha to the carbonyl (acidic because the resulting negative charge is stabilized by the adjacent C=O). This forms a resonance-stabilized enolate.

Step 2: The enolate attacks a second aldehyde

+OOδ⁺δ⁻2 · THE ENOLATE ATTACKS A SECOND ALDEHYDEenolateC₂H₃O⁻NUCLEOPHILEacetaldehydeC₂H₄OELECTROPHILE

The enolate's nucleophilic alpha-carbon attacks the electrophilic carbonyl carbon of a second acetaldehyde molecule. A new C–C bond forms while the C=O π pair shifts entirely onto oxygen.

Step 3: Protonation gives the aldol

H₂O+OOOHOOH3 · PROTONATION GIVES THE ALDOLalkoxideC₄H₇O₂⁻INTERMEDIATE3-hydroxybutanal (aldol)C₄H₈O₂PRODUCThydroxideHO⁻CATALYST

Protonation of the resulting alkoxide gives the aldol product — a β-hydroxy aldehyde carrying a brand-new carbon–carbon bond, the key step behind building larger carbon skeletons.

Abbreviations and terms

EtOH
Ethanol. Polar protic solvent.
NaOH
Sodium hydroxide. Strong aqueous base and nucleophile.
KOH
Potassium hydroxide. Strong aqueous/alcoholic base.
pKa
Acid-dissociation constant (–log). Lower pKa = stronger acid; used to judge which proton a base removes.

How it compares with related reactions

Base-catalyzed aldol addition of acetaldehydeAldol condensationClaisen condensation of ethyl acetate
Reagentscat. NaOH or KOHNaOH or KOH (cat.)Ethyl acetate (2 equiv), NaOEt (≥ 1 equiv); then H₃O⁺
ConditionsH₂O / EtOH, 0–25 °CH₂O/EtOH, heat 50–100 °CEtOH, reflux; same alkoxide as ester OR group
StereochemistryNew stereocentre — racemicMostly E-enal (thermodynamic)None (achiral product)
Rate / selectivityHeating promotes dehydration to the enal (aldol condensation)E1cB; loss of HO⁻ from the enolate is rate-determiningEquilibrium pulled forward by deprotonating the β-keto ester (pKa ≈ 11)

Test yourself

Try to answer each question before opening it.

Which reagents and conditions are typical for the Base-catalyzed aldol addition of acetaldehyde?

cat. NaOH or KOH. Conditions: H₂O / EtOH, 0–25 °C.

Which bonds are formed and which are broken?

Formed: C–C σ bond (α-C to C=O carbon). Broken: α C–H; C=O π.

What is the stereochemical outcome?

New stereocentre — racemic

What controls the rate or the selectivity?

Heating promotes dehydration to the enal (aldol condensation)

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