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Multicomponent reaction

Ugi reaction

How the Ugi reaction works, in 3 steps. Each step shows the structures and the curved arrows that move the electrons.

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In short. A 3-step mechanism. Typical reagents: Amine, aldehyde, carboxylic acid, isocyanide. Conditions: MeOH or TFE, 0.5–2 M, 25 °C. Bonds formed: C–C; C–N (amide ×2); N–C(acyl); bonds broken: C=O π; O–H; isocyanide divalent C. Stereochemistry: Racemic α-centre unless chiral amine/aldehyde used. Rate and selectivity: Imine formation is pre-equilibrium; Mumm acyl transfer is irreversible and drives the reaction.

At a glance

ReagentsAmine, aldehyde, carboxylic acid, isocyanide
Solvent / conditionsMeOH or TFE, 0.5–2 M, 25 °C
Bonds formedC–C; C–N (amide ×2); N–C(acyl)
Bonds brokenC=O π; O–H; isocyanide divalent C
StereochemistryRacemic α-centre unless chiral amine/aldehyde used
Rate / selectivityImine formation is pre-equilibrium; Mumm acyl transfer is irreversible and drives the reaction

Step 1: Imine, then protonation to the iminium

+– H₂O++RNH₂R'ORNR'RNR'OOHRNHR'OO1 · IMINE, THEN PROTONATION TO THE IMINIUMamineNUCLEOPHILEaldehydeELECTROPHILEimineINTERMEDIATEimineBASEcarboxylic acidC₂H₄O₂ACIDiminium ionCATIONcarboxylateC₂H₃O₂⁻ANIONTop: Schiff-base formation. Bottom: the acid protonates the imine N to make the electrophile.

An amine and an aldehyde condense to form an imine (the same Schiff-base chemistry covered earlier), which is then protonated by a carboxylic acid to form an electrophilic iminium ion.

Step 2: Isocyanide adds; carboxylate traps the nitrilium

++RNHR'R''NR''NR'NHRR''NR'NHROOOONR''R'NHR2 · ISOCYANIDE ADDS; CARBOXYLATE TRAPS THE NITRILIUMiminium ionELECTROPHILEisocyanideNUCLEOPHILEnitrilium ionINTERMEDIATEnitrilium ionCATIONcarboxylateC₂H₃O₂⁻NUCLEOPHILEO-acyl imidateINTERMEDIATESame nitrilium-trapping logic as the Passerini reaction, but the new amine N–H replaces the Passerini O–H.

An isocyanide's nucleophilic terminal carbon attacks the iminium carbon, and the resulting nitrilium ion is trapped by the carboxylate — the same nitrilium-trapping logic as the Passerini reaction, just with an amine component added first.

Step 3: Mumm rearrangement

1,4 N→ acyl shift(Mumm)OONR''R'NHRONRR'ONHR''3 · MUMM REARRANGEMENTO-acyl imidateINTERMEDIATEbis-amide (Ugi product)PRODUCTIrreversible acyl transfer to the secondary amine gives a peptide-like α-acylamino amide.

A Mumm rearrangement delivers the final product: a dipeptide-like scaffold built from four separate starting materials in one flask — the Ugi reaction is one of the most efficient ways known to rapidly build molecular complexity for drug discovery libraries.

Abbreviations and terms

R
R group. Any carbon substituent (alkyl, aryl…) whose identity does not matter for the mechanism.
M
Metal. A generic metal centre.
MeOH
Methanol. Polar protic solvent (also a nucleophile in solvolysis).
TFE
Fluorinated alcohols. Strongly H-bond-donating, non-nucleophilic solvents that stabilise cations.
H2
Hydrogen gas. Reductant for catalytic hydrogenation.

How it compares with related reactions

Ugi reactionPasserini reactionBucherer-Bergs reaction
ReagentsAmine, aldehyde, carboxylic acid, isocyanideCarboxylic acid, aldehyde or ketone, isocyanideKetone, KCN, (NH₄)₂CO₃
ConditionsMeOH or TFE, 0.5–2 M, 25 °CAprotic solvent (CH₂Cl₂), high concentration, 25 °CEtOH/H₂O, 60–70 °C (sealed vessel)
StereochemistryRacemic α-centre unless chiral amine/aldehyde usedRacemic α-stereocentre (unless chiral components)Quaternary C5; racemic unless prochiral control
Rate / selectivityImine formation is pre-equilibrium; Mumm acyl transfer is irreversible and drives the reactionThird-order overall: faster at high concentration, slowed by polar protic solventsCyanide addition and carbamate cyclization are fast in the buffered medium

Test yourself

Try to answer each question before opening it.

Which reagents and conditions are typical for the Ugi reaction?

Amine, aldehyde, carboxylic acid, isocyanide. Conditions: MeOH or TFE, 0.5–2 M, 25 °C.

Which bonds are formed and which are broken?

Formed: C–C; C–N (amide ×2); N–C(acyl). Broken: C=O π; O–H; isocyanide divalent C.

What is the stereochemical outcome?

Racemic α-centre unless chiral amine/aldehyde used

What controls the rate or the selectivity?

Imine formation is pre-equilibrium; Mumm acyl transfer is irreversible and drives the reaction

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