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Multicomponent reaction

Passerini reaction

How the Passerini reaction works, in 3 steps. Each step shows the structures and the curved arrows that move the electrons.

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In short. A 3-step mechanism. Typical reagents: Carboxylic acid, aldehyde or ketone, isocyanide. Conditions: Aprotic solvent (CH₂Cl₂), high concentration, 25 °C. Bonds formed: C–C (isocyanide C); C–O (ester); N–H amide; bonds broken: C=O π; O–H; isocyanide divalent C. Stereochemistry: Racemic α-stereocentre (unless chiral components). Rate and selectivity: Third-order overall: faster at high concentration, slowed by polar protic solvents.

At a glance

ReagentsCarboxylic acid, aldehyde or ketone, isocyanide
Solvent / conditionsAprotic solvent (CH₂Cl₂), high concentration, 25 °C
Bonds formedC–C (isocyanide C); C–O (ester); N–H amide
Bonds brokenC=O π; O–H; isocyanide divalent C
StereochemistryRacemic α-stereocentre (unless chiral components)
Rate / selectivityThird-order overall: faster at high concentration, slowed by polar protic solvents

Step 1: H-bond activation, isocyanide adds

+++ROOOHR'NR'NROHOO1 · H-BOND ACTIVATION, ISOCYANIDE ADDSaldehydeELECTROPHILEcarboxylic acidC₂H₄O₂ACIDisocyanideNUCLEOPHILEnitrilium ionINTERMEDIATEcarboxylateC₂H₃O₂⁻ANIONdivalent carbon,nucleophilic lone pairThe acid H-bonds to the carbonyl O (dashed); the isocyanide carbon then forms the new C–C bond.

A carboxylic acid protonates a ketone or aldehyde, activating it; an isocyanide's terminal carbon — unusually nucleophilic despite having no lone pair in the conventional sense — attacks the activated carbonyl carbon directly.

Step 2: Carboxylate traps the nitrilium ion

+R'NROHOOOONR'ROH2 · CARBOXYLATE TRAPS THE NITRILIUM IONnitrilium ionCATIONcarboxylateC₂H₃O₂⁻NUCLEOPHILEO-acyl imidateINTERMEDIATEIntramolecular in practice: the carboxylate sits right next to the nitrilium carbon (ion pair).

The resulting nitrilium ion is trapped intramolecularly by the carboxylate oxygen, which was generated in the very first step and has been waiting nearby the whole time.

Step 3: Mumm rearrangement

1,4 O→O acyl shift(Mumm)OONR'ROHOORONHR'3 · MUMM REARRANGEMENTO-acyl imidateINTERMEDIATEα-acyloxy amidePRODUCTThe hydroxyl attacks the acyl carbonyl through a five-membered cyclic TS; C=N becomes the amide C=O. Final N–H formed by proton transfer.

A final Mumm rearrangement — an intramolecular acyl transfer — converts this intermediate into a stable α-acyloxy amide, combining all three starting materials into one product in a single pot, with no isolated intermediates.

Abbreviations and terms

R
R group. Any carbon substituent (alkyl, aryl…) whose identity does not matter for the mechanism.
DCM
Dichloromethane. Common non-polar-ish solvent for reactions that need no nucleophilic or protic solvent.
TS
Transition state. The highest-energy point on the pathway between two minima; it cannot be isolated.

How it compares with related reactions

Passerini reactionUgi reactionBucherer-Bergs reaction
ReagentsCarboxylic acid, aldehyde or ketone, isocyanideAmine, aldehyde, carboxylic acid, isocyanideKetone, KCN, (NH₄)₂CO₃
ConditionsAprotic solvent (CH₂Cl₂), high concentration, 25 °CMeOH or TFE, 0.5–2 M, 25 °CEtOH/H₂O, 60–70 °C (sealed vessel)
StereochemistryRacemic α-stereocentre (unless chiral components)Racemic α-centre unless chiral amine/aldehyde usedQuaternary C5; racemic unless prochiral control
Rate / selectivityThird-order overall: faster at high concentration, slowed by polar protic solventsImine formation is pre-equilibrium; Mumm acyl transfer is irreversible and drives the reactionCyanide addition and carbamate cyclization are fast in the buffered medium

Test yourself

Try to answer each question before opening it.

Which reagents and conditions are typical for the Passerini reaction?

Carboxylic acid, aldehyde or ketone, isocyanide. Conditions: Aprotic solvent (CH₂Cl₂), high concentration, 25 °C.

Which bonds are formed and which are broken?

Formed: C–C (isocyanide C); C–O (ester); N–H amide. Broken: C=O π; O–H; isocyanide divalent C.

What is the stereochemical outcome?

Racemic α-stereocentre (unless chiral components)

What controls the rate or the selectivity?

Third-order overall: faster at high concentration, slowed by polar protic solvents

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