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Rearrangement — 1,2-shift

Pinacol rearrangement

How the Pinacol rearrangement works, in 3 steps. Each step shows the structures and the curved arrows that move the electrons.

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In short. A 3-step mechanism. Typical reagents: Cat. H₂SO₄ or other strong acid. Conditions: Heat, aqueous or neat acid. Bonds formed: C=O; new C–C (migrated group); bonds broken: C–O (leaving H₂O); migrating C–C. Stereochemistry: Migratory aptitude: aryl, H > tertiary alkyl > methyl. Rate and selectivity: Ionisation to the cation is rate-determining.

At a glance

ReagentsCat. H₂SO₄ or other strong acid
Solvent / conditionsHeat, aqueous or neat acid
Bonds formedC=O; new C–C (migrated group)
Bonds brokenC–O (leaving H₂O); migrating C–C
StereochemistryMigratory aptitude: aryl, H > tertiary alkyl > methyl
Rate / selectivityIonisation to the cation is rate-determining

Step 1: Protonation and loss of water

H₃O⁺OHOHOHOH₂1 · PROTONATION AND LOSS OF WATERpinacol (2,3-dimethylbutane-2,3-diol)C₆H₁₄O₂SUBSTRATEoxonium ion(leaves as H₂O)C₆H₁₅O₂⁺INTERMEDIATEWater is a far better leaving group than hydroxide.

Acid protonates one hydroxyl of a 1,2-diol; loss of water gives a carbocation, stabilized by the neighboring C–OH group.

Step 2: 1,2-Methyl shift

1,2-shiftOHOH2 · 1,2-METHYL SHIFTtertiary carbocationC₆H₁₃O⁺CATIONoxocarbenium precursor(O lone pair stabilises C⁺)C₆H₁₃O⁺CATIONCH₃ migratesThe cation relocates next to oxygen, where its lone pair can stabilise it.

A group on the adjacent carbon migrates with its bonding electrons in a concerted 1,2-shift, directly onto the cationic carbon.

Step 3: Deprotonation gives the ketone

++HOOH₂OOH₃3 · DEPROTONATION GIVES THE KETONEprotonated ketoneC₆H₁₃O⁺CATIONwaterH₂OBASEpinacoloneC₆H₁₂OPRODUCThydroniumH₃O⁺ACIDC=O formation is the thermodynamic sink of the rearrangement.

This positions the positive charge next to the remaining oxygen, which loses a proton to form a C=O — driving the whole rearrangement forward to a stable ketone.

Abbreviations and terms

H2
Hydrogen gas. Reductant for catalytic hydrogenation.
H2SO4
Sulfuric acid. Strong acid and dehydrating agent.

How it compares with related reactions

Pinacol rearrangementMeisenheimer rearrangementSemipinacol rearrangement
ReagentsCat. H₂SO₄ or other strong acidAllylic tertiary amine N-oxideVinyl epoxide with an adjacent tertiary alcohol, Lewis acid (BF₃·OEt₂, TiCl₄ or SnCl₄)
ConditionsHeat, aqueous or neat acidHeat, 25–100 °C (neutral)CH₂Cl₂, –78 → 0 °C
StereochemistryMigratory aptitude: aryl, H > tertiary alkyl > methylSuprafacial [2,3]; chirality transfer from N-oxide to carbonStereospecific, concerted anti 1,2-shift; creates a quaternary centre
Rate / selectivityIonisation to the cation is rate-determiningConcerted, 5-membered envelope TS; unimolecularIonisation to the allylic cation is rate-determining; ring strain relief speeds cyclobutanol expansion

Test yourself

Try to answer each question before opening it.

Which reagents and conditions are typical for the Pinacol rearrangement?

Cat. H₂SO₄ or other strong acid. Conditions: Heat, aqueous or neat acid.

Which bonds are formed and which are broken?

Formed: C=O; new C–C (migrated group). Broken: C–O (leaving H₂O); migrating C–C.

What is the stereochemical outcome?

Migratory aptitude: aryl, H > tertiary alkyl > methyl

What controls the rate or the selectivity?

Ionisation to the cation is rate-determining

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