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Pericyclic — [3,3]-sigmatropic

Overman rearrangement

How the Overman rearrangement works, in 3 steps. Each step shows the structures and the curved arrows that move the electrons.

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In short. A 3-step mechanism. Typical reagents: Allylic alcohol; Cl₃CCN, DBU (cat.); then heat (140 °C) or PdCl₂(MeCN)₂ / Hg(II) (25 °C). Conditions: Step 1: CH₂Cl₂, 0 °C. Step 2: xylene, 140 °C, or THF, 25 °C with Pd(II). Bonds formed: C–N; C=O (amide); bonds broken: C–O (allylic); C=N π. Stereochemistry: Suprafacial, chair TS: chirality transfer from C–O to C–N. Rate and selectivity: Thermal: slow (hours at 140 °C); Pd(II) catalysis lowers barrier ≈ 10⁸-fold.

At a glance

ReagentsAllylic alcohol; Cl₃CCN, DBU (cat.); then heat (140 °C) or PdCl₂(MeCN)₂ / Hg(II) (25 °C)
Solvent / conditionsStep 1: CH₂Cl₂, 0 °C. Step 2: xylene, 140 °C, or THF, 25 °C with Pd(II)
Bonds formedC–N; C=O (amide)
Bonds brokenC–O (allylic); C=N π
StereochemistrySuprafacial, chair TS: chirality transfer from C–O to C–N
Rate / selectivityThermal: slow (hours at 140 °C); Pd(II) catalysis lowers barrier ≈ 10⁸-fold

Step 1: Allylic alcohol → trichloroacetimidate

+DBU (cat.)CH₂Cl₂, 0 °COHCCl₃NONHClClCl1 · ALLYLIC ALCOHOL → TRICHLOROACETIMIDATE(E)-crotyl alcoholC₄H₈ONUCLEOPHILEtrichloroacetonitrileELECTROPHILEallylic trichloroacetimidateC₆H₈Cl₃NOINTERMEDIATEDBU deprotonates the alcohol; the alkoxide adds to the electron-poor nitrile.

An allylic alcohol is converted to a trichloroacetimidate ester (via trichloroacetonitrile), setting up a nitrogen-containing leaving group positioned for sigmatropic rearrangement.

Step 2: [3,3]-Sigmatropic shift

Δ or Pd(II)NHCCl₃O‡NHOCCl₃2 · [3,3]-SIGMATROPIC SHIFTchair-like six-membered TSTRANSITION STATEallylic trichloroacetamidePRODUCTNew N–C6 bond, O–C4 bond broken, C=C moves from C5=C6 to C4=C5.

Heat or a Pd(II) catalyst promotes a [3,3]-sigmatropic shift — the same closed-loop, three-arrow pattern as the Claisen and Cope rearrangements — moving the nitrogen from the imidate oxygen directly onto the far allylic carbon.

Step 3: Net 1,3-transposition

1) Cl₃CCN, DBU2) Δ (or Pd(II))hydrolysisOHNHOClClClNH₂3 · NET 1,3-TRANSPOSITIONprimary allylic alcoholC₄H₈OSUBSTRATEbranched allylic trichloroacetamideC₆H₈Cl₃NOPRODUCTallylic amineC₄H₉NPRODUCTBoth the nitrogen and the alkene shift by one allylic position; the amide can be hydrolysed to the free allylic amine.

The product is an allylic trichloroacetamide with the double bond transposed — this is one of the most reliable ways to convert an allylic alcohol into an allylic amine with predictable 1,3-transposition of both the functional group and the alkene.

Abbreviations and terms

THF
Tetrahydrofuran. Cyclic ether solvent; its oxygen lone pairs solvate Li⁺/Mg²⁺ so organometallics stay dissolved and reactive.
DCM
Dichloromethane. Common non-polar-ish solvent for reactions that need no nucleophilic or protic solvent.
MeCN
Acetonitrile. Polar aprotic solvent.
DBU
1,8-Diazabicyclo[5.4.0]undec-7-ene. Strong, non-nucleophilic amidine base (pKaH ≈ 12 in water, 24 in MeCN) used for E2.
H2
Hydrogen gas. Reductant for catalytic hydrogenation.
TS
Transition state. The highest-energy point on the pathway between two minima; it cannot be isolated.
Δ
Heat. Reaction is run at elevated temperature.

How it compares with related reactions

Overman rearrangementClaisen rearrangementCope rearrangement of 1,5-hexadiene
ReagentsAllylic alcohol; Cl₃CCN, DBU (cat.); then heat (140 °C) or PdCl₂(MeCN)₂ / Hg(II) (25 °C)Allyl vinyl ether (e.g. from allyl alcohol + enol ether, or Johnson–Claisen)1,5-Hexadiene (and substituted analogues)
ConditionsStep 1: CH₂Cl₂, 0 °C. Step 2: xylene, 140 °C, or THF, 25 °C with Pd(II)Heat, 100–200 °C, no catalystHeat, ≈ 150–260 °C; or Pd(II) catalysis
StereochemistrySuprafacial, chair TS: chirality transfer from C–O to C–NChair TS; suprafacial; chirality transferChair TS; suprafacial; E/Z-selective
Rate / selectivityThermal: slow (hours at 140 °C); Pd(II) catalysis lowers barrier ≈ 10⁸-foldConcerted [3,3]; accelerated by polar solvents; driven by strong C=ODegenerate here; ΔG° = 0, driven by substituents in general

Test yourself

Try to answer each question before opening it.

Which reagents and conditions are typical for the Overman rearrangement?

Allylic alcohol; Cl₃CCN, DBU (cat.); then heat (140 °C) or PdCl₂(MeCN)₂ / Hg(II) (25 °C). Conditions: Step 1: CH₂Cl₂, 0 °C. Step 2: xylene, 140 °C, or THF, 25 °C with Pd(II).

Which bonds are formed and which are broken?

Formed: C–N; C=O (amide). Broken: C–O (allylic); C=N π.

What is the stereochemical outcome?

Suprafacial, chair TS: chirality transfer from C–O to C–N

What controls the rate or the selectivity?

Thermal: slow (hours at 140 °C); Pd(II) catalysis lowers barrier ≈ 10⁸-fold

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