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Pericyclic — nitrogen [3,3]-shift

2-Aza-Cope rearrangement

How the 2-Aza-Cope rearrangement works, in 3 steps. Each step shows the structures and the curved arrows that move the electrons.

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In short. A 3-step mechanism. Typical reagents: Homoallylic amine, aldehyde (to give the iminium), acid. Conditions: Mild heat or RT (cationic variant), CH₂Cl₂ or MeCN. Bonds formed: C–C (C1–C6); new C=N⁺; bonds broken: C–C (C3–C4); old C=N⁺ π. Stereochemistry: Chair TS; stereo transferred. Rate and selectivity: Faster than all-carbon Cope (cationic N).

At a glance

ReagentsHomoallylic amine, aldehyde (to give the iminium), acid
Solvent / conditionsMild heat or RT (cationic variant), CH₂Cl₂ or MeCN
Bonds formedC–C (C1–C6); new C=N⁺
Bonds brokenC–C (C3–C4); old C=N⁺ π
StereochemistryChair TS; stereo transferred
Rate / selectivityFaster than all-carbon Cope (cationic N)

Step 1: Iminium with a homoallyl group on N

+H⁺−H₂ONHON1 · IMINIUM WITH A HOMOALLYL GROUP ON NN-methyl homoallylamineC₅H₁₁NNUCLEOPHILEacetaldehydeC₂H₄OELECTROPHILE2-azonia-1,5-dieneC₇H₁₄N⁺CATIONC1=N2⁺–C3–C4–C5=C6 is the six-atom Cope array (N at position 2).

An iminium ion bearing an allyl group at nitrogen (formed by ordinary condensation of an allylic amine with a carbonyl) contains the same six-atom, doubly-unsaturated array as a Cope substrate, just with one carbon replaced by a positively charged nitrogen.

Step 2: Cationic [3,3] shift

Δ or RTN‡N2 · CATIONIC [3,3] SHIFTiminium (chair-like TS)C₇H₁₄N⁺TRANSITION STATErearranged iminiumC₇H₁₄N⁺CATIONC3–C4 breaks, C1–C6 forms, and a new C=N⁺ appears.

The identical three-arrow, six-membered [3,3]-sigmatropic shift proceeds — often accelerated relative to the all-carbon Cope, since the cationic nitrogen lowers the transition state energy much like the alkoxide does in the oxy-Cope.

Step 3: Hydrolysis on work-up

++NOH₂ONH3 · HYDROLYSIS ON WORK-UPrearranged iminiumC₇H₁₄N⁺CATIONwaterH₂ONUCLEOPHILEformaldehydeCH₂OPRODUCThomoallylic amineC₆H₁₃NPRODUCTWith a nucleophilic alkene positioned nearby the cation can instead be trapped (aza-Cope/Mannich).

The product is a new, rearranged iminium ion, hydrolyzed on workup to a carbonyl — when combined with a subsequent Mannich-type trapping step, this cationic aza-Cope sets up the powerful aza-Cope/Mannich strategy used to build complex nitrogen heterocycles in a single operation.

Abbreviations and terms

DCM
Dichloromethane. Common non-polar-ish solvent for reactions that need no nucleophilic or protic solvent.
MeCN
Acetonitrile. Polar aprotic solvent.
H2
Hydrogen gas. Reductant for catalytic hydrogenation.
TS
Transition state. The highest-energy point on the pathway between two minima; it cannot be isolated.
Δ
Heat. Reaction is run at elevated temperature.

How it compares with related reactions

2-Aza-Cope rearrangementEschenmoser-Claisen rearrangementIreland-Claisen rearrangement
ReagentsHomoallylic amine, aldehyde (to give the iminium), acidAllylic alcohol, Me₂NC(OMe)₂CH₃ (DMA-DMA)LDA, then TMSCl; then H₃O⁺ workup
ConditionsMild heat or RT (cationic variant), CH₂Cl₂ or MeCNXylene or toluene, 110–160 °C (MeOH removed)THF, –78 °C → 25 °C or mild heat
StereochemistryChair TS; stereo transferredChair TS; chirality transfer from the carbinolEnolate geometry transferred through a chair TS to the new stereocentres
Rate / selectivityFaster than all-carbon Cope (cationic N)[3,3] step rate-limiting; no acid or base needed[3,3] shift is rate-limiting; faster than parent Claisen

Test yourself

Try to answer each question before opening it.

Which reagents and conditions are typical for the 2-Aza-Cope rearrangement?

Homoallylic amine, aldehyde (to give the iminium), acid. Conditions: Mild heat or RT (cationic variant), CH₂Cl₂ or MeCN.

Which bonds are formed and which are broken?

Formed: C–C (C1–C6); new C=N⁺. Broken: C–C (C3–C4); old C=N⁺ π.

What is the stereochemical outcome?

Chair TS; stereo transferred

What controls the rate or the selectivity?

Faster than all-carbon Cope (cationic N)

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