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Pericyclic — silyl ketene acetal [3,3]-shift

Ireland-Claisen rearrangement

How the Ireland-Claisen rearrangement works, in 3 steps. Each step shows the structures and the curved arrows that move the electrons.

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In short. A 3-step mechanism. Typical reagents: LDA, then TMSCl; then H₃O⁺ workup. Conditions: THF, –78 °C → 25 °C or mild heat. Bonds formed: C–C (Cα–Cγ′); C=O (silyl ester); bonds broken: allylic C–O; α C–H. Stereochemistry: Enolate geometry transferred through a chair TS to the new stereocentres. Rate and selectivity: [3,3] shift is rate-limiting; faster than parent Claisen.

At a glance

ReagentsLDA, then TMSCl; then H₃O⁺ workup
Solvent / conditionsTHF, –78 °C → 25 °C or mild heat
Bonds formedC–C (Cα–Cγ′); C=O (silyl ester)
Bonds brokenallylic C–O; α C–H
StereochemistryEnolate geometry transferred through a chair TS to the new stereocentres
Rate / selectivity[3,3] shift is rate-limiting; faster than parent Claisen

Step 1: Enolate formation and silyl trapping

+THF, –78 °C+HOONOOOOSiClOSiO1 · ENOLATE FORMATION AND SILYL TRAPPINGallyl propanoateC₆H₁₀O₂ACIDLDAC₆H₁₄N⁻BASEester enolateC₆H₉O₂⁻ENOLATEester enolateC₆H₉O₂⁻NUCLEOPHILETMSClC₃H₉ClSiELECTROPHILEsilyl ketene acetalC₉H₁₈O₂SiINTERMEDIATE

An allylic ester is deprotonated at its alpha carbon and trapped as a silyl ketene acetal — locking the enolate geometry (E or Z) in place as a stable, isolable species, giving far more control than a simple in-situ ester enolate would allow.

Step 2: [3,3]-sigmatropic shift through a chair-like ring

Δ (25–60 °C)OTMSOOOTMS2 · [3,3]-SIGMATROPIC SHIFT THROUGH A CHAIR-LIKE RINGsilyl ketene acetalSUBSTRATEsilyl esterINTERMEDIATEThree arrows around one loop: new C1–C6 bond, allylic O–C4 bond broken.

Heating this silyl ketene acetal triggers the same [3,3]-sigmatropic shift used by the parent Claisen rearrangement — three curved arrows moving through a closed, six-membered loop, breaking the allylic C–O bond as a new C–C bond forms.

Step 3: Hydrolysis gives the acid

H₃O⁺+OOTMSOOHTMSOH3 · HYDROLYSIS GIVES THE ACIDsilyl esterELECTROPHILE2-methylpent-4-enoic acidC₆H₁₀O₂PRODUCTTMS–OHBYPRODUCTγ,δ-Unsaturated acid; enolate geometry set the new stereocentre.

Hydrolysis of the resulting silyl ester reveals a γ,δ-unsaturated carboxylic acid — because the enolate geometry was locked in before the sigmatropic step, this variant gives far more reliable control over the new stereocenter's configuration than the original Claisen rearrangement offers.

Abbreviations and terms

TMS
Trimethylsilyl. –Si(CH₃)₃; a small silicon group used to protect or activate.
THF
Tetrahydrofuran. Cyclic ether solvent; its oxygen lone pairs solvate Li⁺/Mg²⁺ so organometallics stay dissolved and reactive.
LDA
Lithium diisopropylamide. Strong (pKa ≈ 36), bulky, non-nucleophilic base that makes kinetic enolates quantitatively.
TMSCl
Chlorotrimethylsilane. Silylating agent.
TS
Transition state. The highest-energy point on the pathway between two minima; it cannot be isolated.
Δ
Heat. Reaction is run at elevated temperature.

How it compares with related reactions

Ireland-Claisen rearrangementEschenmoser-Claisen rearrangement2-Aza-Cope rearrangement
ReagentsLDA, then TMSCl; then H₃O⁺ workupAllylic alcohol, Me₂NC(OMe)₂CH₃ (DMA-DMA)Homoallylic amine, aldehyde (to give the iminium), acid
ConditionsTHF, –78 °C → 25 °C or mild heatXylene or toluene, 110–160 °C (MeOH removed)Mild heat or RT (cationic variant), CH₂Cl₂ or MeCN
StereochemistryEnolate geometry transferred through a chair TS to the new stereocentresChair TS; chirality transfer from the carbinolChair TS; stereo transferred
Rate / selectivity[3,3] shift is rate-limiting; faster than parent Claisen[3,3] step rate-limiting; no acid or base neededFaster than all-carbon Cope (cationic N)

Test yourself

Try to answer each question before opening it.

Which reagents and conditions are typical for the Ireland-Claisen rearrangement?

LDA, then TMSCl; then H₃O⁺ workup. Conditions: THF, –78 °C → 25 °C or mild heat.

Which bonds are formed and which are broken?

Formed: C–C (Cα–Cγ′); C=O (silyl ester). Broken: allylic C–O; α C–H.

What is the stereochemical outcome?

Enolate geometry transferred through a chair TS to the new stereocentres

What controls the rate or the selectivity?

[3,3] shift is rate-limiting; faster than parent Claisen

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