Mechanism Lab Open the app

Oxidation — oxygen insertion

Baeyer-Villiger oxidation of a ketone

How the Baeyer-Villiger oxidation of a ketone works, in 3 steps. Each step shows the structures and the curved arrows that move the electrons.

Open the interactive version

In short. A 3-step mechanism. Typical reagents: mCPBA or CH₃CO₃H (peracid). Conditions: CH₂Cl₂, 25 °C; cat. acid helps. Bonds formed: C–O (ester), C=O; bonds broken: O–O, C–C (migrating). Stereochemistry: Retention at the migrating carbon. Rate and selectivity: Migratory aptitude: tert > cyclohexyl ≈ sec > Ph > prim > Me.

At a glance

ReagentsmCPBA or CH₃CO₃H (peracid)
Solvent / conditionsCH₂Cl₂, 25 °C; cat. acid helps
Bonds formedC–O (ester), C=O
Bonds brokenO–O, C–C (migrating)
StereochemistryRetention at the migrating carbon
Rate / selectivityMigratory aptitude: tert > cyclohexyl ≈ sec > Ph > prim > Me

Step 1: Peracid adds to the carbonyl

+Oδ⁻δ⁺OOOH1 · PERACID ADDS TO THE CARBONYLcyclohexanoneC₆H₁₀OELECTROPHILEperacetic acidC₂H₄O₃OXIDANTThe peroxy oxygen is the nucleophile; the carbonyl carbon is attacked (acid-catalysed).

A peracid's electrophilic oxygen is attacked by the ketone's carbonyl oxygen lone pair, forming a tetrahedral Criegee intermediate with a peroxide-like O–O bond.

Step 2: Criegee intermediate: migration with O–O cleavage

OHOOO2 · CRIEGEE INTERMEDIATE: MIGRATION WITH O–O CLEAVAGECriegee intermediateC₈H₁₄O₄INTERMEDIATE1,2-shiftcarboxylate leavesbetter cation-stabilizing groupConcerted: C migrates to O as the weak O–O bond breaks.

The group better able to stabilize positive charge migrates from carbon to the adjacent oxygen as the O–O bond breaks — the same 1,2-migration logic as Beckmann, just onto oxygen instead of nitrogen.

Step 3: Ester (lactone) and carboxylic acid

+OOOOH3 · ESTER (LACTONE) AND CARBOXYLIC ACIDε-caprolactoneC₆H₁₀O₂PRODUCTacetic acidC₂H₄O₂BYPRODUCTOxygen is inserted between the carbonyl carbon and the migrated carbon.

The result is an ester: a new oxygen has been inserted directly into the bond next to the original carbonyl carbon.

Abbreviations and terms

Me
Methyl. –CH₃.
Ph
Phenyl. –C₆H₅.
DCM
Dichloromethane. Common non-polar-ish solvent for reactions that need no nucleophilic or protic solvent.
mCPBA
meta-Chloroperoxybenzoic acid. Peracid that transfers an electrophilic oxygen (epoxidation, Baeyer–Villiger).

How it compares with related reactions

Baeyer-Villiger oxidation of a ketoneSwern oxidation of a primary alcoholDakin oxidation
ReagentsmCPBA or CH₃CO₃H (peracid)DMSO, (COCl)₂, then Et₃NH₂O₂, NaOH (aq.)
ConditionsCH₂Cl₂, 25 °C; cat. acid helpsCH₂Cl₂, –78 °C then warm to 25 °CAqueous base, 0–25 °C
StereochemistryRetention at the migrating carbonRetains α-stereocentres (no epimerization)None (aromatic); aryl migrates with retention of its ring
Rate / selectivityMigratory aptitude: tert > cyclohexyl ≈ sec > Ph > prim > MeActivation at –78 °C; ylide collapse fast on warmingMigration of the electron-rich aryl is rate-limiting

Test yourself

Try to answer each question before opening it.

Which reagents and conditions are typical for the Baeyer-Villiger oxidation of a ketone?

mCPBA or CH₃CO₃H (peracid). Conditions: CH₂Cl₂, 25 °C; cat. acid helps.

Which bonds are formed and which are broken?

Formed: C–O (ester), C=O. Broken: O–O, C–C (migrating).

What is the stereochemical outcome?

Retention at the migrating carbon

What controls the rate or the selectivity?

Migratory aptitude: tert > cyclohexyl ≈ sec > Ph > prim > Me

Study guides that help with this reaction

Related mechanisms

Step through it interactively, then test yourself in Quiz