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Electrophilic aromatic substitution

Gattermann-Koch formylation

How the Gattermann-Koch formylation works, in 3 steps. Each step shows the structures and the curved arrows that move the electrons.

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In short. A 3-step mechanism. Typical reagents: CO, HCl, AlCl₃ / CuCl. Conditions: Benzene or alkylbenzene, high CO pressure, 25–50 °C. Bonds formed: Ar–CHO (C–C σ); bonds broken: Ar–H; H–Cl. Stereochemistry: No stereocentre; para to alkyl groups. Rate and selectivity: Limited to benzene/alkylbenzenes; not for phenols or deactivated rings.

At a glance

ReagentsCO, HCl, AlCl₃ / CuCl
Solvent / conditionsBenzene or alkylbenzene, high CO pressure, 25–50 °C
Bonds formedAr–CHO (C–C σ)
Bonds brokenAr–H; H–Cl
StereochemistryNo stereocentre; para to alkyl groups
Rate / selectivityLimited to benzene/alkylbenzenes; not for phenols or deactivated rings

Step 1: CO + HCl → formyl cation

+AlCl₃, CuCl+OHClOAlClClClCl1 · CO + HCL → FORMYL CATIONcarbon monoxideCONUCLEOPHILEhydrogen chlorideClHACIDformyl cationCHO⁺CATIONtetrachloroaluminateLEAVING GROUPCO carbon lone pair takes the proton; AlCl₃ captures Cl⁻ as AlCl₄⁻.

CO and HCl combine under AlCl₃/CuCl catalysis to generate a formyl cation (HC≡O⁺) — the same acylium-type electrophile as Friedel-Crafts acylation, just built from carbon monoxide instead of an acid chloride.

Step 2: Ring π attacks HC≡O⁺

+HOO2 · RING Π ATTACKS HC≡O⁺benzeneC₆H₆NUCLEOPHILEformyl cationCHO⁺CATIONarenium ion (σ-complex)C₇H₇O⁺INTERMEDIATESame acylium-type electrophile as Friedel–Crafts acylation.

The ring's π electrons attack this formyl cation, forming the familiar arenium ion intermediate.

Step 3: Loss of H⁺ gives benzaldehyde

++OHAlClClClClOClH3 · LOSS OF H⁺ GIVES BENZALDEHYDEarenium ionC₇H₇O⁺INTERMEDIATEtetrachloroaluminateBASEbenzaldehydeC₇H₆OPRODUCTHClBYPRODUCTNet: Ar–H + CO + HCl → Ar–CHO + HCl (catalytic in acid).

Loss of a proton restores aromaticity, installing a CHO group directly on the ring — a rare way to formylate benzene, since simple aldehydes can't otherwise act as Friedel-Crafts electrophiles.

Abbreviations and terms

Ar
Aryl group. Any aromatic ring substituent such as phenyl.
AlCl3
Aluminium chloride. Strong Lewis acid for Friedel–Crafts reactions.
HCl
Hydrochloric acid / hydrogen chloride. Strong acid; chloride is the nucleophile in additions/substitutions.
CO
Carbon monoxide (carbonyl ligand). σ-donor / strong π-acceptor ligand; also a C1 building block.
Wheland
Wheland intermediate (arenium ion). The cyclohexadienyl cation formed when an electrophile adds to a benzene ring.

How it compares with related reactions

Gattermann-Koch formylationBromination of benzene (FeBr₃-catalyzed)Duff reaction
ReagentsCO, HCl, AlCl₃ / CuClBr₂ with FeBr₃ (Lewis-acid catalyst)Hexamethylenetetramine (HMTA), acid (AcOH/glycerol or TFA); then H₃O⁺
ConditionsBenzene or alkylbenzene, high CO pressure, 25–50 °CAnhydrous, 25 °C, darkHeat, 100–150 °C; aqueous hydrolysis
StereochemistryNo stereocentre; para to alkyl groupsNone (planar, achiral)Ortho-selective (OH directs; H-bonded iminium)
Rate / selectivityLimited to benzene/alkylbenzenes; not for phenols or deactivated ringsSlow step = arenium formation; deactivated rings react poorlyModerate; electron-rich phenols only

Test yourself

Try to answer each question before opening it.

Which reagents and conditions are typical for the Gattermann-Koch formylation?

CO, HCl, AlCl₃ / CuCl. Conditions: Benzene or alkylbenzene, high CO pressure, 25–50 °C.

Which bonds are formed and which are broken?

Formed: Ar–CHO (C–C σ). Broken: Ar–H; H–Cl.

What is the stereochemical outcome?

No stereocentre; para to alkyl groups

What controls the rate or the selectivity?

Limited to benzene/alkylbenzenes; not for phenols or deactivated rings

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