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Carbene ring expansion

Buchner ring expansion

How the Buchner ring expansion works, in 3 steps. Each step shows the structures and the curved arrows that move the electrons.

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In short. A 3-step mechanism. Typical reagents: Ethyl diazoacetate, Rh₂(OAc)₄ (cat.), benzene. Conditions: Benzene (solvent/substrate), 25–80 °C. Bonds formed: two C–C σ; C=C (triene); bonds broken: C=N₂; one C–C σ of norcaradiene; benzene aromaticity. Stereochemistry: Substituent at C7 of cycloheptatriene is exo-/pseudo-axial. Rate and selectivity: N₂ loss by Rh is rate-limiting; valence tautomerism is very fast.

At a glance

ReagentsEthyl diazoacetate, Rh₂(OAc)₄ (cat.), benzene
Solvent / conditionsBenzene (solvent/substrate), 25–80 °C
Bonds formedtwo C–C σ; C=C (triene)
Bonds brokenC=N₂; one C–C σ of norcaradiene; benzene aromaticity
StereochemistrySubstituent at C7 of cycloheptatriene is exo-/pseudo-axial
Rate / selectivityN₂ loss by Rh is rate-limiting; valence tautomerism is very fast

Step 1: Rh decomposes the diazo compound

++NNOORh₂(OAc)₄Rh₂L₄OONN1 · RH DECOMPOSES THE DIAZO COMPOUNDethyl diazoacetateC₄H₆N₂O₂SUBSTRATEcatalystCATALYSTRh carbenoidC₄H₆O₂RhCARBENEdinitrogenN₂BYPRODUCTIrreversible N₂ loss gives an electrophilic metal carbenoid.

A metal catalyst (often Rh or Cu) decomposes a diazo compound, releasing N₂ and generating a reactive metal carbenoid — the same carbenoid chemistry used in Simmons-Smith cyclopropanation.

Step 2: [2+1] addition across a benzene π bond

++Rh₂L₄OOOORh₂L₄2 · [2+1] ADDITION ACROSS A BENZENE Π BONDRh carbenoidC₄H₆O₂RhCARBENEbenzeneNUCLEOPHILEnorcaradieneC₁₀H₁₂O₂INTERMEDIATEcatalystCATALYSTBenzene loses aromaticity; the strained cyclopropane is only transient.

The carbenoid adds across one of benzene's π bonds in a formal [2+1] cycloaddition, momentarily forming a strained norcaradiene (a benzene ring fused to a cyclopropane).

Step 3: Electrocyclic ring opening

6π disrotatoryring openingOOOO3 · ELECTROCYCLIC RING OPENINGnorcaradieneC₁₀H₁₂O₂INTERMEDIATEethyl cycloheptatriene-7-carboxylateC₁₀H₁₂O₂PRODUCTNorcaradiene ⇌ cycloheptatriene; the seven-membered ring is usually favored.

This bicyclic norcaradiene is in rapid equilibrium with its ring-expanded valence tautomer, cycloheptatriene — the six-membered aromatic ring effectively expands by one carbon, a rare way to build seven-membered rings directly from benzene.

Abbreviations and terms

OAc
Acetoxy. –OC(=O)CH₃, an acetate group.

How it compares with related reactions

Buchner ring expansionArndt-Eistert homologationBamford-Stevens reaction
ReagentsEthyl diazoacetate, Rh₂(OAc)₄ (cat.), benzeneSOCl₂; CH₂N₂ (2 equiv.); Ag₂O (or hν / Δ), H₂OTosylhydrazone, strong base (NaOMe, NaH, or NaOEt)
ConditionsBenzene (solvent/substrate), 25–80 °CEt₂O 0 °C, then H₂O / dioxane 50–70 °CAprotic solvent (diglyme, toluene), 100–200 °C
StereochemistrySubstituent at C7 of cycloheptatriene is exo-/pseudo-axialWolff shift retains configuration at the migrating carbonMixture of E/Z; thermodynamic (more substituted) alkene favoured
Rate / selectivityN₂ loss by Rh is rate-limiting; valence tautomerism is very fastAg(I) catalyses N₂ loss; second CH₂N₂ scavenges HClDiazo decomposition to carbene is rate-limiting

Test yourself

Try to answer each question before opening it.

Which reagents and conditions are typical for the Buchner ring expansion?

Ethyl diazoacetate, Rh₂(OAc)₄ (cat.), benzene. Conditions: Benzene (solvent/substrate), 25–80 °C.

Which bonds are formed and which are broken?

Formed: two C–C σ; C=C (triene). Broken: C=N₂; one C–C σ of norcaradiene; benzene aromaticity.

What is the stereochemical outcome?

Substituent at C7 of cycloheptatriene is exo-/pseudo-axial

What controls the rate or the selectivity?

N₂ loss by Rh is rate-limiting; valence tautomerism is very fast

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